Home > Firm Profile > Tracy Stoneman
Tracy Stoneman
Ms. Stoneman is a nationally known lawyer whose practice consists of the representation of investors in investment disputes before the NASD, NYSE and in various state and federal courts. She is a member of the State Bar of Texas, Colorado and American Bar Associations and has served as a Director of the Public Investors Arbitration Bar Association. Ms. Stoneman has also served as a member of the Board of Directors of the Practitioners Publishing Company Financial Advisory Services between 1999 and 2005. Ms. Stoneman was a columnist for the Colorado Springs Business Journal from 1996 to 2001 and served as a Municipal Judge for the City of Cockrell Hill, Texas in 1995.
Ms. Stoneman has litigated the following cases which resulted in published opinions
- Smith Barney v. Boone, 838 F. Supp. 1156 (N.D. Tex 1993)
- Smith Barney Shearson v. Boone, 47 F.3d 750 (5th Cir. 1995)
- Kramer v. Smith Barney, 80 F.3d 1080 (5th Cir. 1996)
- Lippitt v. Raymond James Financial, et. al., 340 F.3d 1033 (9th Cir., 2003)
- McPhatter v. Salomon Smith Barney, et. al., __ F.Supp. 2d __, 2003 WL 22113455 (M.D.N.C., Sep 08, 2003)
Education
- B.A. - Vanderbilt University, 1982
- J.D. - Drake University, 1986 Member
Drake Law Review; Moot Court; Mock Trial
Bar Admissions
- Texas, 1986
- U.S. District Court Western, Northern, Southern and Eastern Districts of Texas, 1986
- U.S. Court of Appeals Fifth Circuit, 1994
- Colorado, 1995
Publications
- Debunking Common Brokerage Firm Defenses
- Public Investors Arbitration Bar Association (2006)
- Crossing the Securities Expert Witness
- Public Investors Arbitration Bar Association (2005)
- Brokerage Fraud: What Wall Street Doesn't Want You to Know
- Dearborn Trade (2002)
- Concentration: Too Much of a Good Thing?
- Public Investors Arbitration Bar Association Bar Journal (Summer 2002)
- Log On, Download, Turn On, Or Get Left Out of Securities Arbitration
- Practicing Law Institute Securities Arbitration Handbook (1999)
- Catching Red Flags in Your Clients' Portfolios: Minimizing Exposure to Litigation
- American Institute of Certified Accountants, Personal Financial Planning Technical Conference (1998)
- Cross Examination of Stockbrokers and Managers
- Practicing Law Institute Securities Arbitration Handbook (1996)
- Forced Arbitration - Perfect Justice? Discovery in Arbitration
- Securities Arbitration Commentator (November 1990)
Top
