Skip to main content

Blog

Bambi Holzer under investigation — again

According to a a Reuters news report: Bambi Holzer, a Beverly Hills, California-based broker known both for her frequent television appearances and the dozens of complaints against her by one-time clients, was informed on July 18 about the investigation, according to FINRA’s website. FINRA, the industry body that regulates brokers, initiated the investigation, according to […]

Read More

Wedbush Morgan broker Bambi Holzer's Sale of Private Placements Including Provident Royalties Comes Under Fire

A broker whose employment record is littered with customer complaints over variable annuities is now the focus of investor lawsuits over highly illiquid and risky private-placement investments. The broker, Bambi Holzer, has 42 settled customer disputes, according to information posted by the Financial Industry Regulatory Authority Inc. Four other disputes against her are currently pending, […]

Read More